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Willamette University
900 State Street
Salem, Oregon 97301

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News & Information

Sustainability Retreat

Occured on May 27, 2005

Working Group Discussion Briefs

Equity

Education

Environment

Economics

 

Sustainability Accord

Economics Working Group - Draft Discussion Paper

Sustainability Retreat, August 2005

The economics working group consisted of (in alphabetical order): Jim Bauer (VP , Administrative services); Warren Binford (Director of Clinical Law Program, Law school); Alice French (Technical services specialist, Hatfield library); Gary Grimm (Operations manager, Campus facilities); Don Negri (Professor, Economics); Jenny Orr (Associate Professor, Computer science); David Rigsby (Assistant Dean, Campus life); and Suzie Torre (Student, CLA). The group was facilitated by Nathan Sivers Boyce (Assistant Professor, Economics).

Introduction:
A sustainability accord?! How did the economics working group end up outlining a sustainability accord?

The group was charged with helping the Sustainability Council think about financial aspects of sustainability at Willamette. Prior to the retreat, group members read three short articles that highlighted the pervasiveness of financial considerations in decision-making across the university and posed the question: Under what circumstances should we be willing to make decisions that do not minimize our financial costs or maximize our return on investment? At the retreat, we began by considering what kind of document we would like to produce through our collective efforts. After some initial discussion, we settled on the idea of producing a document that might serve as a guide for inserting consideration of sustainability into the decision-making process.

As our discussions proceeded, it became increasingly clear that two issues were very important to group. First, it was important that our document recognize the complexity of the tradeoffs that are often involved in decision-making. Second, it was important that not be perceived as an imposition values or processes (or anything else for that matter). Out of these concerns grew the idea of outlining a sustainability accord: a document that would be collectively drafted through a transparent, inclusive, iterative process; that would articulate common principles (values) upon which decisions would be made; and that would identify some loose guidelines (questions).

Our draft discussion paper reflects this process. After articulating our goals, we outline some suggestions for and potential difficulties around the process of drafting the document. The remainder of the paper is given over to a set of recommendations about the structure and content of the accord. We close by identifying some additional questions and challenges that the group identified as important but were unable to address in much detail.


Goals:
In our experience, proposed projects/decisions at Willamette are often formally evaluated on the basis of only two criteria: financial (cost or return on investment) and contribution to the education mission of the institution. We believe that in order for Willamette to become a sustainable institution we must consider equity and environmental impacts as well. Thus, we want to help begin the conversation about how integrate all of these values into the decision-making process.

Why the accord structure?
Willamette has a long standing tradition of decentralized decision making in which individual decision-making units have a great deal of latitude but are expected to conform to certain commonly held values. Because of the degree of freedom inherent in this system, there is often resistance to constraints that are imposed on decision-makers rather than voluntarily adopted.

This model is similar in some important ways to the international relations of a group of sovereign states. Thus, we took our inspiration from attempts to generate international cooperation around such issues as global warming or production and release of CFCs: the international accord.

The process of drafting an accord provides sovereign states a vehicle to articulate common values and expectations. The resulting document allows them to function under some level of collective guidelines, but also allows states significant latitude in determining how best to comply with the principles. The entire process is voluntary and inclusive.

Suggestions for drafting process:
1) Guiding principle: Process around the treaty and its components are transparent and participatory.

2) Process begins with this working group outlining the structure and content of the accord;

3) Sustainability council completes a draft for initial distribution;

4) An iterative drafting process is engaged wherein:

i) draft is distributed to all community members;
ii) a well-defined comment period is announced;
iii) at the end of the comment period draft is revised in light of comments received;
iv) new draft is distributed and the cycle begins again.

The process goes through at least two cycles, more if necessary in light of the volume and content of the comments received. All data received needs to be open to the community so that no input is left out.

5) After document is "finalized," community members have the opportunity to sign on to the accord. By doing so they are committing themselves to the values expressed in the accord and to implement them in whatever decision-making they do.

Whom do we mean when we say community members?
Decision-making units at Willamette: Departments and areas as decision making bodies, schools/colleges, the board of trustees, but also individual decision-makers, students, faculty, staff, trustees and parents.

Process Challenges & questions:
1. We offer a broad definition of community members so that the process might be as inclusive as possible. This seems important in the drafting phasing and particularly in the signature phase. However, we recognize that this might pose a significant logistical problem with regard to collecting, reviewing, and incorporating feedback during the drafting process.

2. During the signature phase should we publish a list of who has signed and who has yet to sign? or Does this create a useful kind of peer pressure or an in-group/out-group dynamic that is unfair and counterproductive?

Suggestions about the structure and content of the accord:
The accord might be usefully divided into the following components:

  • Preamble - frames the content of the accord in terms of the university mission statement.
  • Principles - articulates a common set of values on which decisions are made
  • Guidelines - exemplifies the type of questions that decision-makers should be trying to address in order to operationalize the principles;
  • Implementation - Articulates expectations about how the guidelines and principles will be implemented
  • Assessment - how are we holding ourselves accountable for our commitment to these values?

Suggestions for the content of each section are made below:

Preamble:
Might include: broad definition of sustainability that identifies and explains the four E's (equity, environment, education, economy) and discussion of how the university mission statement relates to these.

Principles behind the treaty are transparent to everyone.

1) Sustain or build our financial ( growth, integrity, strength) ??? (We don't know which word is most appropriate. The importance here is that we have to sustain the institution itself.)

2) Place a high(er) priority on those expenditures of resources for sustainability that are consistent with our direct educational mission. (It is important to keep our primary mission in mind. We are an educational institution and not, for example, a venture capital firm whose goal is to promote sustainable business ventures.)

3) In decision-making, the four E's (education, equity, economics and environment) are valued and considered.

4) Maintain transparency and inclusiveness in decision making when practical. (The final clause is meant to remind us to use common sense. If we the decision in question is to buy a pencil, how inclusive and transparent does the process need to be?)

Guidelines:
1) Is your current practice sustainable?

2) If not, do sustainable alternatives exist?

3) Who are the stakeholders and how does the decision impact the stakeholder constituencies? Have the stakeholders been notified and involved in the decision making process if appropriate? (Again, the emphasis here is on common sense and good faith.)

4) What positive and negative impact will the decision have on the four "E"s? (Moving from an environmental impact statement, EIS, to an EEEEIS.)

Implementation:
Principles will be implemented according to the best judgment of the decision maker

Assessment:
Sustainability principles are incorporated into existing assessment mechanisms

 


Additional questions and challenges:
Is it necessary to monitor the implementation of this agreement in order for it to "have any teeth"? If so, how would you do it? Should there, for example, be periodic external audits?

Are there support resources available in purchasing and other campus areas that can help limit the amount of energy and time needed to implement these principles?

Incentives-How would people feel rewarded when they do great work in incorporating sustainable principles?