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Recent Developments
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Recent Developments in Dispute Resolution Newsletters
July 15, 1997
    Recent Developments in Dispute Resolution 7/15/97

    Unauthorized practice of law / securities arbitration

    The Florida Bar Re:
    Advisory Opinion on Nonlawyer Representation
    in Securities Arbitration
    (Florida Supreme Court, 7/3/97)

         The Florida Supreme Court has decided that a non-lawyer who
         represents the public in a stock exchange arbitration for
         compensation is engaged in the unauthorized practice of law,
         and will be prohibited.  The ruling applies to all three
         stages of an arbitration:  before, during, or after.  The
         decision does not affect the right of individuals to represent
         themselves; it applies only to representing others.  The court
         recognized that the Federal Securities and Exchange Commission
         could override state law on this question, but it has not done
         so.

    Full Text --
         Willamette University Dispute Resolution Information Service
         http://www.willamette.edu/dis-res/
         Click on "Recent Developments"

         We will email full text to you if you send the message
         "request DR9708" to rrunkel@willamette.edu

           ...................................................
               "Recent Developments in Dispute Resolution"
           Willamette University Center for Dispute Resolution
           Willamette University College of Law, Salem, Oregon
           Ross Runkel, Editor         Richard Birke, Director
           rrunkel@willamette.edu        rbirke@willamette.edu
           ...................................................


    Revised by Kevin Cheatham, Third Year Law Student
    Willamette University College of Law, Salem, Oregon 97301
 
 

 

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