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Recent Developments
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Recent Developments in Dispute Resolution Newsletter
(Willamette University College Of Law)
August 4, 1998

Arbitration: Arbitrator Did Not Exceed Authority Because Decision Derived From Language Of Contract
Arbitration: Mere Appearance of Bias Does Not Disqualify Arbitrator
Mediation: Government Ordered To Be Represented In Mediation
Mediation: No Evidentiary Privilege Existed Against Disclosure of Mediation
ADR Online: International Arbitration Law: When an Arbitrator Withdraws
ADR Online: How Structure Helps Mediation Plan
ADR Online: How Installing A Neutral Fact-Finding Program Helps Companies Deal With Workplace Disputes
ADR Article: The Federal Workplace Ombuds


Arbitration: Arbitrator Did Not Exceed Authority Because Decision Derived From Language Of Contract
Intermountain Power Agency v. Union Pacific Railroad Company (Utah 7/798)

The Intermountain Power Agency (IPA) and the Union Pacific Railroad entered into a transportation services agreement to transport coal between two points in Utah.  Part of the agreement provided for a semiannual transportation rate adjustment to be determined by the Rail Cost Adjustment Factor (RCAF) published by the Interstate Commerce Commission (ICC).  The agreement further stated that if the RCAF were modified the parties would be bound by that modification.  In March 1989, the ICC published another RCAF in addition to the existing RCAF.  The new RCAF included an adjustment for productivity.  IPA took the position that the new RCAF constituted a modification and therefore should control.  The Union Pacific disagreed.  An arbitrator settled the matter in favor of Union Pacific.  IPA filed a motion to vacate the award on the grounds that the arbitrator had exceeded his authority.  The Supreme Court of Utah held that the arbitrator had not exceeded his authority because his ruling was derived directly from the contractual language of the agreement.
[Full Decision On Westlaw: 1998 WL 372105]


Arbitration: Mere Appearance of Bias Does Not Disqualify Arbitrator
Emonds v. Lumberman's Mutual Casualty Co (Conn. App. 7/14/98)

The defendant, Lumberman's Casualty Company, appealed the judgment of the trial court vacating an arbitration award against Edmonds and in its favor.  The only issue before the arbitrator was the amount of damages, resulting from physical injuries in a motor accident. The arbitration panel denied the plaintiff's claim and she moved to vacate the award, alleging a bias from one of the panel members.  The Court of Appeals ruled that the mere appearance of bias does not disqualify an arbitrator, a party must demonstrate actual bias, rather than mere potential bias, to overturn an arbitration award.
[Full Decision On Westlaw: WL 388380]


Mediation: Government Ordered To Be Represented In Mediation
In Re: United States (5th Cir. 7/29/98)

In an estate tax action, the district court ordered that the United States be represented at mediation by a person with full settlement authority.  The United States petitioned for a writ of mandamus seeking to vacate the order.  The Court of Appeals affirmed and held that the order was not an abuse of discretion.  The court recommended that the district court consider alternatively ordering the government to have the person or persons identified as holding full settlement authority to consider settlement in advance of mediation and be fully prepared and available by telephone to discuss settlement at the time of mediation.
[Full Decision On Westlaw: 1998 WL 426216]


Mediation: No Evidentiary Privilege Existed Against Disclosure of Mediation
In Re: Grand Jury Subpoena Dated December 17, 1996 (5th Cir. 7/27/98)

Individuals who had participated in a mediation session under an agricultural loan mediation program administered by the state of Texas pursuant to the federal Agricultural Credit Act sought to quash a grand jury subpoena which had been served on the program's custodian of records and which demanded, inter alia, information relating to the session. The district court quashed the subpoena, and the federal government appealed. The Court of Appeals held that: (1) the individuals had standing to challenge the subpoena; (2) the issue was not moot even though the information had been turned over to the grand jury; and (3) no evidentiary privilege existed against disclosure of the information to the grand jury
[Full Decision On Westlaw: 1998 WL 419506]


ADR Online: International Arbitration Law: When an Arbitrator Withdraws
By Emmanuel Gaillard

This article discuses the problems surrounding the unauthorized withdrawal of an arbitrator after the proceedings have begun.  This well known delaying tactic has become a problem in arbitration.  This article provides suggestions on how to deal with this situation.

Detail: http://www.ljx.com/practice/arbitration/0604intarb.html


ADR Online: How Structure Helps Mediation Plan
By Jeffrey Krivis

This article discusses a five stage approach to mediation that can be followed in almost any mediation case.

Details: http://www.mediate.com/articles/krivis.cfm


ADR Online: How Installing A Neutral Fact-Finding Program Helps Companies Deal
                       With Workplace Disputes
By Gregg F. Relyea

While most employment disputes can be handled internally by a company, some disputes resist resolution by direct methods.  In such cases, a neutral third party can assist by conducting a fact-finding investigation. Such investigations can head off litigation.

Details: http://www.cpradr.org/alt_scrn.htm


ADR Article: The Federal Workplace Ombuds
Ohio State Journal on Dispute Resolution 1998

The author conducted extensive interviews with the ombudsman from several Federal agencies such as the Secret Service, the U.S. Information Agency, and the Department of Energy and discusses common areas of confidentiality, neutrality, mission and structure and impetus to create the ombuds office.  A universal compliment for the office was the noticeable decrease in the number of EEO claims as the Ombudsman effectively filtered out claims that could not be properly handled through the traditional, ridged grievance system.  Strict confidentiality and neutrality solidify the Ombudsman’s credibility and make the office successful in ways beyond complaint reduction.  In situations where the employees were represented by a union, ombudsmen were found to act as an early warning system for management and an effective mediator by labor.  The article concludes with an outline on creating an effective Ombudsman office.

Full Article On Westlaw: 13 OHSJDR 549



Recent Developments in Dispute Resolution
Willamette Law Online  -  Willamette University College of Law
Faculty Editor:  Ross Runkel - rrunkel@willamette.edu
Student Editor:  Kevin Cheatham - kcheatha@willamette.edu
Student Editorial Board: David Ward, Alison Hohengarten, Scott Perry
Website: http://www.willamette.edu/law/wlo/dis-res/
(Past Newsletters: Available Online At The Website Under "DR Newsletter")

Revised by Kevin Cheatham, Third Year Law Student
Willamette University College of Law, Salem, Oregon 97301

 

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